3 FCA permission and authorisation

This module explains the requirements for firms wishing to become directly authorised by the FCA.

In this module you will learn about the following areas:

The process for firms to apply for FCA authorisation, and the difference between a Limited or Full Permission

Appointed Representatives

The FCA's Threshold Conditions for firms wishing to become authorised

FCA reporting requirements

 Senior Managers & Certification Regime and Controlled Functions