3 FCA permission and authorisation

This module explains the requirements for firms wishing to become directly authorised by the FCA.

In this module you will learn about the following areas:

The process for firms to apply for FCA authorisation, and the difference between a Limited or Full Permission.

Appointed Representatives. 

The FCA's Threshold Conditions for firms wishing to become authorised.   

What are Approved Persons and controlled functions.

FCA reporting requirements.